Negative legal determinants
Definition
Negative legal determinants refers to the recognition that laws and regulations can negatively affect health outcomes, including for people living with HIV status. This recognition is supported by an increasing body of evidence documenting the negative effects of laws, regulations, and policies on health outcomes including by impeding access to healthcare, frustrating community response and further stigmatizing the marginalized groups. The term negative legal determinants is a broad term and includes laws, regulations, policies, practices, among other legal determinants. These can be enacted by national governments, regionally, or through sources of international law. Negative legal determinants include laws that criminalize, punish, or discriminate against people living with HIV or other health conditions.
Populations that are key and vulnerable to HIV are stigmatized and subjected to discriminatory treatment because of societal reasons but also through their interaction with legal systems. Despite the evidence on the impacts of such policies, stigmatization and discrimination including through criminalization of sex work, homosexuality, and injection of drugs continues to exists.
Precedents
2022 Resolution on Violence Against Women Migrant Workers
“Urges all States to adopt and implement effective measures to put an end to the arbitrary arrest and detention of women migrant workers and to take action to prevent and punish any form of illegal deprivation of the liberty of women migrant workers by individuals or groups.” (paragraph 37)
2021 Global AIDS Strategy 2021-2026
“Less than 10% of countries have punitive legal and policy environments that deny or limit access to services:
(i) Less than 10% of countries criminalize sex work, possession of small amounts of drugs, same-sex sexual behaviour, and HIV transmission, exposure or nondisclosure by 2025;
(ii) Less than 10% of countries lack mechanisms for people living with HIV and key populations to report abuse and discrimination and seek redress by 2025;
(iii) Less than 10% of people living with HIV and key populations lack access to legal services by 2025;
(iv) More than 90% of people living with HIV who experienced rights abuses have sought redress by 2025.” (annex 1, 2025 targets)“Recognizing the equal worth and dignity of every person is not only an ethical imperative and an obligation arising from international human rights instruments, it is central for ending AIDS as a public health threat. SDG 3 cannot be achieved if stigma, discrimination, criminalization of key populations, violence, social exclusion and other human rights violations in the context of HIV are allowed to continue and if HIV-related inequalities persist. The evidence consistently shows that the criminalization of people living with HIV and key populations reduces service uptake and increases HIV incidence. Gender inequalities also increase the HIV vulnerability of women and girls, with women who experience intimate partner violence in high-prevalence settings more than 50% more likely to be living with HIV.” (paragraph 129)
“As seen during COVID-19 pandemic, under-utilization of the potential of communities is compounded by an acute shortage of resources for community-led responses. Shrinking space for civil society in many countries, as well as persistent social and structural factors, exacerbate the pressures on community-led HIV responses and increase the risk of violence against organizations that serve key populations or other marginalized groups.” (paragraph 135)
“Punitive laws, the absence of enabling laws and policies, and inadequate access to justice contribute to the inequalities that undermine HIV responses. At least 92 countries criminalize HIV exposure, nondisclosure and/or transmission, and 48 countries or territories continue to block people living with HIV from entry, stay or residence. Among countries reporting data to UNAIDS in 2019, 32 criminalized and/or prosecuted transgender persons, 69 criminalized same-sex sexual activity, 129 criminalized some aspect of sex work, and 111 criminalized the use or possession of drugs for personal use. The health and well-being of people living in prisons or other closed settings are routinely put at risk by punitive laws and policies, including denial of access to essential health services.” (paragraph 140)
“Create an enabling legal environment by removing punitive and discriminatory laws and policies, including laws that criminalize sex work, drug use or possession for personal use and consensual same-sex sexual relations, or that criminalize HIV exposure, nondisclosure or transmission. Introduce and enforce protective and enabling legislation and policies, and end the overuse of criminal and general laws to target people living with HIV and key populations.” (paragraph 144(c))
“Policy barriers, such as age-of-consent laws for accessing HIV testing or sexual and reproductive health services, as well as the social stigma associated with using those services, hinder adolescent girls from making decisions about their own sexual and reproductive health. Discriminatory laws and practices should be repealed, using the Convention on Elimination of All Forms of Discrimination Against Women as a monitoring tool to highlight violations of the rights of women living with and affected by HIV.” (paragraph 148)
“Repeal discriminatory laws and policies that increase women and girls’ vulnerability to HIV and address violations of their sexual and reproductive health and rights.” (paragraph 153(h))
“Reaching the societal enabler targets in this Strategy is crucial. Modelling indicates that failure to reach the targets for stigma and discrimination, criminalization and gender equality will prevent the world from achieving the other ambitious targets in the Strategy and will lead to an additional 2.5 million new HIV infections and 1.7 million AIDS-related deaths between 2020 and 2030.” (paragraph 85)
2021 Political declaration on HIV and AIDS
“Commit to urgent and transformative action to end the social, economic, racial and gender inequalities, restrictive and discriminatory laws, policies and practices, stigma and multiple and intersecting forms of discrimination, including based on HIV status, and human rights violations that perpetuate the global AIDS epidemic.” (paragraph 1(c))
“Express deep concern about stigma, discrimination, violence and restrictive and discriminatory laws and practices that target people living with, at risk of and affected by HIV–including for non-disclosure, exposure and transmission of HIV–and laws that restrict the movement or access to services for people living with, at risk of and affected by HIV, including key populations, young people, women and girls in diverse situations and conditions, and in this regard, deplore acts of violence and discrimination in all regions of the world.” (paragraph 28)
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Commit to eliminating HIV-related stigma and discrimination and to respecting, protecting and fulfilling the human rights of people living with, at risk of and affected by HIV, through concrete resource investment and development of guidelines and training for health-care providers, by:
(a) Creating an enabling legal environment by reviewing and reforming, as needed, restrictive legal and policy frameworks, including discriminatory laws and practices that create barriers or reinforce stigma and discrimination such as age of consent laws and laws related to HIV non-disclosure, exposure and transmission, those that impose HIV-related travel restrictions and mandatory testing and laws that unfairly target people living with, at risk of and affected by HIV, with the aim of ensuring that less than 10 per cent of countries have restrictive legal and policy frameworks that lead to the denial or limitation of access to services by 2025;
(b) Adopting and enforcing legislation, policies and practices that prevent violence and other rights violations against people living with, at risk of and affected by HIV and protect their right to the highest attainable standard of physical and mental health, right to education and right to an adequate standard of living, including adequate food, housing, employment and social protection, and that prevent the use of laws that discriminate against them;
(c) Expanding investment in societal enablers—including protection of human rights, reduction of stigma and discrimination and law reform, where appropriate—in low- and middle-income countries to 3.1 billion United States dollars by 2025;
(d) Ending impunity for human rights violations against people living with, at risk of and affected by HIV by meaningfully engaging and securing access to justice for them through the establishment of legal literacy programmes, increasing their access to legal support and representation and expanding sensitization training for judges, law enforcement, health-care workers, social workers and other duty bearers.” (paragraph 65)
2021 CSW Report on women and HIV/AIDS
“The HIV response for women and girls is negatively affected by laws that do not adequately address violence and harmful practices directed against women; perpetuate gender inequality and discrimination; restrict the access of women and adolescent girls to sexual and reproductive health and rights; and criminalize HIV non-disclosure, exposure and transmission.” (paragraph 36)
“The Commission may wish to encourage Member States to reform laws that directly or indirectly discriminate against women and girls, including those affecting women living with and affected by HIV and women in key populations, and to adopt appropriate legislative, administrative, budgetary, judicial and other measures to ensure the full realization of women’s sexual and reproductive health and rights.” (paragraph 57(c))
2018 HRC Resolution on human rights in the context of HIV and AIDS
“Urges States to address the multiple and intersecting forms of discrimination and the specific health-care needs experienced by migrant and mobile populations, and by refugees and crisis-affected populations, in the context of HIV and to eliminate stigma, discrimination and violence, as well as to review policies related to restrictions on entry on the basis of HIV status with a view to eliminating such restrictions and the return of people on the basis of their HIV status, and to support their access to HIV prevention, diagnosis, treatment, care and support.” (paragraph 19)
2018 Political declaration of the HLM on the fight against TB
“Commit to protect and promote the right to the enjoyment of the highest attainable standard of physical and mental health, in order to advance towards universal access to quality, affordable and equitable prevention, diagnosis, treatment, care and education related to tuberculosis and multidrug-resistant tuberculosis and support for those who become disabled due to tuberculosis, integrated within health systems towards achieving universal health coverage and removing barriers to care; to address the economic and social determinants of the disease; and to promote and support an end to stigma and all forms of discrimination, including by removing discriminatory laws, policies and programmes against people with tuberculosis, and through the protection and promotion of human rights and dignity, as well as policies and practices which improve outreach, education and care.” (paragraph 28)
2017 Resolution on international cooperation to address and counter the world drug problem
“Encourages the development, adoption and implementation, with due regard for national, constitutional, legal and administrative systems, of alternative or additional measures with regard to conviction or punishment in cases of an appropriate nature, in accordance with the three international drug control conventions and taking into account, as appropriate, relevant United Nations standards and rules, such as the United Nations Standard Minimum Rules for Non-custodial Measures (the Tokyo Rules).” (paragraph 24)
2016 Political Declaration on HIV and AIDS
“Express grave concern that, despite a general decline in discriminatory attitudes and policies towards people living with, presumed to be living with, at risk of and affected by HIV, including those co-infected by tuberculosis, particularly in countries with a high tuberculosis/HIV burden, discrimination continues to be reported, and that restrictive legal and policy frameworks, including those related to HIV transmission, continue to discourage and prevent people from accessing prevention, treatment, care and support services.” (paragraph 44)
“Commit to strengthening measures at the international, regional, national, and local and community levels to prevent crimes and violence against, and victimization of, people living with, at risk of and affected by HIV and foster social development and inclusiveness, integrating such measures into overall law enforcement efforts and comprehensive HIV policies and programmes as key to reaching the global AIDS fast-track targets and the Sustainable Development Goals, and reviewing and reforming, as needed, legislation that may create barriers or reinforce stigma and discrimination, such as age of consent laws, laws related to HIV non-disclosure, exposure and transmission, policy provisions and guidelines that restrict access to services among adolescents, travel restrictions and mandatory testing, including of pregnant women, who should still be encouraged to take the HIV test, to remove adverse effects on the successful, effective and equitable delivery of HIV prevention, treatment care and support programmes to people living with HIV.” (paragraph 63(b))
“Commit to intensifying national efforts to create enabling legal, social and policy frameworks in each national context in order to eliminate stigma, discrimination and violence related to HIV, including by linking service providers in health-care, workplace, educational and other settings, and promoting access to HIV prevention, treatment, care and support and non-discriminatory access to education, health-care, employment and social services, providing legal protections for people living with, at risk of and affected by HIV, including in relation to inheritance rights and respect for privacy and confidentiality, and promoting and protecting all human rights and fundamental freedoms.” (paragraph 63(c))
“Commit to national AIDS strategies that empower people living with, at risk of and affected by HIV to know their rights and to access justice and legal services to prevent and challenge violations of human rights, including strategies and programmes aimed at sensitizing law enforcement officials and members of the legislature and judiciary, training health-care workers in non-discrimination, confidentiality and informed consent, and supporting national human rights learning campaigns, as well as monitoring the impact of the legal environment on HIV prevention, treatment, care and support.” (paragraph 63(e))
“Commit to promoting laws and policies that ensure the enjoyment of all human rights and fundamental freedoms for children, adolescents and young people, particularly those living with, at risk of and affected by HIV, so as to eliminate the stigma and discrimination that they face.” (paragraph 63(f))
2011 Political Declaration on HIV and AIDS
“Commit to review, as appropriate, laws and policies that adversely affect the successful, effective and equitable delivery of HIV prevention, treatment, care and support programmes to people living with and affected by HIV and to consider their review in accordance with relevant national review frameworks and time frames.” (paragraph 78)
2010 HRC Resolution on the elimination of discrimination against women
“Calls upon States to fulfil their international obligations and commitments to revoke any remaining laws that discriminate on the basis of sex and remove gender bias in the administration of justice, taking into account the fact that those laws violate the human right of women to be protected against discrimination.” (paragraph 5)
Expert precedents
2022 OHCHR Annual Report on Human Rights and HIV/AIDS
“Recommend that States repeal, rescind or amend laws and policies that create barriers or restrict access to health services or that discriminate, explicitly or in effect, against people living with HIV, particularly key populations, women, girls and youth.” (paragraph 15(b))
2022 Report of the Special Rapporteur on the Right to Health
“An intersectional and rights-based approach to violence that addresses the root causes of such violence, including the binary conceptualization of gender and heteronormative norms, and patriarchal, racist, ableist and capitalist oppression and determinants of health in law and practice, is urgently needed.” (paragraph 96)
2022 Report of the Independent Expert on SOGI: Law of Inclusion
“In his 2018 country visit to Georgia, the Independent Expert observed that a majority of the trans men he interviewed were missing their middel finger, and was subsequently shocked to learn that a medical authority entitled to certify a person as being a “true” trans person demanded that the said finger be amputated to create a prosthetic penis as part of the requirements for legal recognition.” (paragraph 50)
2019 OHCHR Annual report on human rights and HIV
“States should review and adopt legislation, programmes and policies to combat stigma and discrimination, violence and abuse against people living with or at risk of HIV, with particular attention to key populations. States should work with United Nations agencies, civil society, communities and key populations to invest in programmes, education and other actions to eliminate HIV-related stigma and discrimination in all areas of life, including through the Global Partnership for Action to Eliminate All Forms of HIV-related Stigma and Discrimination. Regional and subregional networks have an important role to play in raising awareness and eliminating stigma and discrimination.” (paragraph 47(g))
2016 General Comment No.22 on the Right to Sexual and Reproductive Health
“Non-discrimination, in the context of the right to sexual and reproductive health, also encompasses the right of all persons, including lesbian, gay, bisexual, transgender and intersex persons, to be fully respected for their sexual orientation, gender identity and intersex status. Criminalization of sex between consenting adults of the same gender or the expression of one’s gender identity is a clear violation of human rights. Likewise, regulations requiring that lesbian, gay, bisexual transgender and intersex persons be treated as mental or psychiatric patients, or requiring that they be “cured” by so-called “treatment”, are a clear violation of their right to sexual and reproductive health. State parties also have an obligation to combat homophobia and transphobia, which lead to discrimination, including violation of the right to sexual and reproductive health.” (paragraph 23)
“States must not limit or deny anyone access to sexual and reproductive health, including through laws criminalizing sexual and reproductive health services and information, while confidentiality of health data should be maintained. States must reform laws that impede the exercise of the right to sexual and reproductive health. Examples include laws criminalizing abortion, non-disclosure of HIV status, exposure to and transmission of HIV, consensual sexual activities between adults, and transgender identity or expression.” (paragraph 40)
Evidence
2022 WHO Consolidated Guidelines on HIV, Viral Hepatitis and STI Prevention, Diagnosis, Treatment and Care for Key Populations
“Qualitative research conducted by the global key population-led networks for the development of this guideline found that all key populations reported criminalization, stigma and discrimination as persistent barriers to accessing health services and remaining in treatment, as well as being driving factors in perpetuating vulnerability, human rights abuses and poor health outcomes. Participants from the trans and gender diverse people’s network additionally emphasized structural barriers to legal gender recognition.” (p. 16)
“The criminalization of drug use or possession, sex work, same-sex relations and gender expression deter members of key populations from accessing services due to fears of legal repercussions. It was also noted how criminalization perpetuates the exclusion of key population-led and rights- based health programming from funding mechanisms and state health responses. Participants in the qualitative study additionally noted that law enforcement using the possession of condoms and injecting equipment as so-called evidence of sex work and drug use or possession further hinders the use of evidence-based prevention services and commodities.” (p. 16)
“These legal barriers have measurable, detrimental effects on the health of members of key populations, shown by modelling and other research. For example, a systematic review found associations between exposure to arrest and HIV infection in people who inject drugs; in countries in sub-Saharan Africa, the odds of living with HIV were found to be 7.2 times higher for sex workers in countries that criminalize sex work compared to countries that partially legalize sex work; repressive policing of sex workers was associated with increased risk of HIV or other STIs (odds ratio of 1.87); and sex workers exposed to repressive policing were three times more likely to be physically or sexually assaulted. The criminalization of the clients of sex workers has also been repeatedly shown to negatively affect sex workers’ safety and health, including reducing condom access and use, and increasing the rates of violence. Studies show the negative effect of criminalization of same-sex practices on HIV prevalence and access to prevention, diagnosis and treatment services.” (p. 18)
2021 State of World Population
“For example, where people’s identities or professions might be criminalized, such as transgender people or sex workers, stigma and discrimination in health facilities is often known to be high, acting as a barrier to access to services that can play a role in protecting bodily autonomy.” (p. 107)
“A recent report pointed out that punitive legal environments, combined with stigma, discrimination and high levels of violence, placed gay men and other men who have sex with men at high risk of HIV infection because they are driven underground out of fear of prosecution or other negative consequences. As a result, they do not receive appropriate health education, and are reluctant to seek health-care services, testing and treatment.” (p. 64–65)
2020 Evidence Review of the UNAIDS Strategy 2016-2021
“The effectiveness of various structural approaches is also evident, including reforms to laws that criminalize drug use. Criminalization has been shown to undermine HIV prevention and treatment. It is estimated that decriminalization of sex work would reduce 33–46% of new HIV infections over a decade.” (p. 53)
“Countries urgently need to intensify efforts to eliminate stigma and discrimination, which continue to undermine HIV prevention efforts. This is true generally and but especially salient for key populations. Recent systematic reviews and meta-analyses found that African countries with oppressive anti-LGBT laws have low levels of HIV testing and awareness among gay men and other men who have sex with men, and their size estimates for those populations are either absent or unrealistically low. Gay men and other men who have sex with men who live in countries that criminalize same-sex relations are more than twice as likely to acquire HIV as their peers living in countries without such criminal penalties. Those living in countries with severe criminalization are almost five times as likely to acquire HIV as those living in countries without such criminal penalties.” (p. 57)
“Laws and policies prevent many adolescent girls from making decisions about their own sexual and reproductive health or accessing essential health services, including for contraception and HIV-related services. In 2019, 105 of 142 countries with available data required that adolescents have parental or guardian consent to access HIV testing. In 86 of 138 reporting countries, they needed similar consent to access HIV treatment and care. A recent multicountry review in sub-Saharan Africa found that laws allowing young people younger than 16 years to access HIV testing without parental consent were associated with a 74% increased likelihood of HIV testing utilization among adolescents. Discriminatory criminalization laws linked to HIV can disproportionately affect women, as women are more likely than men to know their HIV status as a result of routine HIV screening in antenatal care.” (p. 67)
2016 Prevention Gap Report
“For example, when possession of injecting equipment or condoms is used by criminal justice systems as evidence of drug use or sex work, people at high risk of HIV infection are less likely to use these proven prevention tools.” (p. 24)
“Criminalization of drug possession and use perpetuates risky forms of drug use, increases HIV risk, discourages people who use drugs from seeking health care, and reinforces the marginalization of people who use drugs. Presently, 11 countries have compulsory detention and 15 have death penalties for people who used drugs.” (p. 44)
“Criminal justice systems that use possession of drug paraphernalia or drug residue within injecting equipment as evidence of illegal drug possession or use are particularly disruptive to needle–syringe programmes. Syringe confiscation has been associated with increases in HIV infection among female sex workers who inject drugs. In parts of eastern Europe and central Asia, nongovernmental organizations report that police may consider needle–syringe distribution as promotion of illegal drug use, which leads to a high rate of turnover among outreach workers who fear they may be arrested for carrying injecting equipment.” (p. 50)